{ "ok": true, "version": "3.0.0-mission-control", "checkedAt": "2026-10-28T20:40:00+00:00", "elapsedMs": 167, "count": 20, "categories": { "finance": 20 }, "items": [ { "id": "dd33d86659a70aa1d1aba51ba008b04b604d10a2", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Announces Fiscal Year 2027 Examination Priorities", "summary": "The Securities and Exchange Commission today announced the Division of Examinations’ Fiscal Year 2027 examination priorities. The annual report identifies key areas of focus as the Division carries out its mission to promote compliance, prevent fraud,…", "url": "https://www.sec.gov/newsroom/press-releases/2026-109-sec-announces-fiscal-year-2027-examination-priorities", "image": "", "published": "2026-10-23T14:10:00+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Announces Fiscal Year 2027 Examination Priorities", "summary": "The Securities and Exchange Commission today announced the Division of Examinations’ Fiscal Year 2027 examination priorities. The annual report identifies key areas of focus as the Division carries out its mission to promote compliance, prevent fraud,…", "url": "https://www.sec.gov/newsroom/press-releases/2026-109-sec-announces-fiscal-year-2027-examination-priorities", "image": "", "published": "Fri, 23 Oct 2026 10:10:00 -0400" } }, { "id": "4c0d2abd88d43dcca87059db20fbe7e1dfb70c0f", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers", "summary": "The U.S. Securities and Exchange Commission (SEC) and the French Autorité des Marchés Financiers (AMF) announced that they have entered into a Memorandum of Understanding (MOU) designed to facilitate consultation and information-sharing in the…", "url": "https://www.sec.gov/newsroom/press-releases/2026-108-sec-amf-announce-supervisory-mou-enhance-cooperation-investment-advisers-investment-service", "image": "", "published": "2026-10-20T13:25:16+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers", "summary": "The U.S. Securities and Exchange Commission (SEC) and the French Autorité des Marchés Financiers (AMF) announced that they have entered into a Memorandum of Understanding (MOU) designed to facilitate consultation and information-sharing in the…", "url": "https://www.sec.gov/newsroom/press-releases/2026-108-sec-amf-announce-supervisory-mou-enhance-cooperation-investment-advisers-investment-service", "image": "", "published": "Tue, 20 Oct 2026 09:25:16 -0400" } }, { "id": "540de91cde4b63c44a713e1149c6b8e4cb5b1303", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC, FSA Hold Autumn Financial Regulatory Dialogue", "summary": "The U.S. Securities and Exchange Commission (SEC) and the Financial Services Agency of Japan (FSA) convened the Autumn SEC-FSA Financial Regulatory Dialogue in Tokyo on Oct. 19, 2026.The SEC–FSA Dialogue builds upon longstanding efforts between the two…", "url": "https://www.sec.gov/newsroom/press-releases/2026-107-sec-fsa-hold-autumn-financial-regulatory-dialogue", "image": "", "published": "2026-10-20T12:51:00+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC, FSA Hold Autumn Financial Regulatory Dialogue", "summary": "The U.S. Securities and Exchange Commission (SEC) and the Financial Services Agency of Japan (FSA) convened the Autumn SEC-FSA Financial Regulatory Dialogue in Tokyo on Oct. 19, 2026.The SEC–FSA Dialogue builds upon longstanding efforts between the two…", "url": "https://www.sec.gov/newsroom/press-releases/2026-107-sec-fsa-hold-autumn-financial-regulatory-dialogue", "image": "", "published": "Tue, 20 Oct 2026 08:51:00 -0400" } }, { "id": "3dc4741a78d413a7f06da965bce738ff2a0a4022", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Announces Roundtable on Machine-Understandable Data in the Age of Super Intelligence", "summary": "The Securities and Exchange Commission announced today that it will host a roundtable on November 9, 2026, to discuss the use of machine-understandable data and Super Intelligence (SI) and related risks and costs.“In the age of SI, high-quality…", "url": "https://www.sec.gov/newsroom/press-releases/2026-106-sec-announces-roundtable-machine-understandable-data-age-super-intelligence", "image": "", "published": "2026-10-19T17:19:43+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Announces Roundtable on Machine-Understandable Data in the Age of Super Intelligence", "summary": "The Securities and Exchange Commission announced today that it will host a roundtable on November 9, 2026, to discuss the use of machine-understandable data and Super Intelligence (SI) and related risks and costs.“In the age of SI, high-quality…", "url": "https://www.sec.gov/newsroom/press-releases/2026-106-sec-announces-roundtable-machine-understandable-data-age-super-intelligence", "image": "", "published": "Mon, 19 Oct 2026 13:19:43 -0400" } }, { "id": "16a07761c33502a0d3d5179ebe0cf4aa58ab520d", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation Crowdfunding", "summary": "The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, October 27, 2026, at 10 a.m. to continue discussing IPO modernization and explore potential policy…", "url": "https://www.sec.gov/newsroom/press-releases/2026-105-sec-small-business-advisory-committee-discuss-ipo-modernization-regulation-crowdfunding", "image": "", "published": "2026-10-14T14:30:47+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation Crowdfunding", "summary": "The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, October 27, 2026, at 10 a.m. to continue discussing IPO modernization and explore potential policy…", "url": "https://www.sec.gov/newsroom/press-releases/2026-105-sec-small-business-advisory-committee-discuss-ipo-modernization-regulation-crowdfunding", "image": "", "published": "Wed, 14 Oct 2026 10:30:47 -0400" } }, { "id": "328d4466b0786ed0634e41620534b11147586839", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds", "summary": "The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…", "url": "https://www.sec.gov/newsroom/press-releases/2026-104-sec-proposes-expanding-securities-eligible-cross-trading-registered-funds", "image": "", "published": "2026-10-09T14:59:00+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds", "summary": "The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…", "url": "https://www.sec.gov/newsroom/press-releases/2026-104-sec-proposes-expanding-securities-eligible-cross-trading-registered-funds", "image": "", "published": "Fri, 09 Oct 2026 10:59:00 -0400" } }, { "id": "725569da3ec5f4027295e61dfaab02026082ac6a", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case", "summary": "The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…", "url": "https://www.sec.gov/newsroom/press-releases/2026-103-sec-seeks-final-judgment-against-former-western-asset-co-cio-ken-leech-cherry-picking-case", "image": "", "published": "2026-10-06T20:30:24+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case", "summary": "The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…", "url": "https://www.sec.gov/newsroom/press-releases/2026-103-sec-seeks-final-judgment-against-former-western-asset-co-cio-ken-leech-cherry-picking-case", "image": "", "published": "Tue, 06 Oct 2026 16:30:24 -0400" } }, { "id": "795db450829ed981168d8bc027d9aa96cc81dcd9", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers", "summary": "The Securities and Exchange Commission’s Compliance Outreach Program announced today that it will host a virtual national seminar for investment companies and investment advisers on November 19, 2026. The purpose of the event is to help chief compliance…", "url": "https://www.sec.gov/newsroom/press-releases/2026-102-sec-host-virtual-national-compliance-outreach-seminar-investment-companies-investment-advisers", "image": "", "published": "2026-10-06T14:37:55+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers", "summary": "The Securities and Exchange Commission’s Compliance Outreach Program announced today that it will host a virtual national seminar for investment companies and investment advisers on November 19, 2026. The purpose of the event is to help chief compliance…", "url": "https://www.sec.gov/newsroom/press-releases/2026-102-sec-host-virtual-national-compliance-outreach-seminar-investment-companies-investment-advisers", "image": "", "published": "Tue, 06 Oct 2026 10:37:55 -0400" } }, { "id": "cb076c41141fd2bcfe86aac8d2bccc6ca9960257", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor Week", "summary": "The Securities and Exchange Commission, in coordination with other U.S. and global financial regulators, today issued a joint investor bulletin as part of World Investor Week (WIW). The bulletin encourages investors to be resilient in changing…", "url": "https://www.sec.gov/newsroom/press-releases/2026-101-sec-coordinates-global-financial-regulators-raise-fraud-awareness-during-world-investor-week", "image": "", "published": "2026-10-05T12:47:36+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor Week", "summary": "The Securities and Exchange Commission, in coordination with other U.S. and global financial regulators, today issued a joint investor bulletin as part of World Investor Week (WIW). The bulletin encourages investors to be resilient in changing…", "url": "https://www.sec.gov/newsroom/press-releases/2026-101-sec-coordinates-global-financial-regulators-raise-fraud-awareness-during-world-investor-week", "image": "", "published": "Mon, 05 Oct 2026 08:47:36 -0400" } }, { "id": "70ae64cfbdef63ae31875561e6abc891d10e71f2", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities Laws", "summary": "The Securities and Exchange Commission today proposed new rules and amendments to provide a tailored framework for the custody of crypto assets for registered investment advisers and regulated funds, i.e. registered investment companies and business…", "url": "https://www.sec.gov/newsroom/press-releases/2026-100-sec-proposal-would-address-how-investment-advisers-funds-can-custody-crypto-assets-under-federal", "image": "", "published": "2026-10-01T16:16:07+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities Laws", "summary": "The Securities and Exchange Commission today proposed new rules and amendments to provide a tailored framework for the custody of crypto assets for registered investment advisers and regulated funds, i.e. registered investment companies and business…", "url": "https://www.sec.gov/newsroom/press-releases/2026-100-sec-proposal-would-address-how-investment-advisers-funds-can-custody-crypto-assets-under-federal", "image": "", "published": "Thu, 01 Oct 2026 12:16:07 -0400" } }, { "id": "0d4ce5df41da6664acdef0c2b672e1f47d8641c0", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC’s Division of Examinations Announces New Exam Handbook", "summary": "The Securities and Exchange Commission’s Division of Examinations today published its new handbook, “The SEC Exam Handbook: A Practical Guide on Process and Engagement,” which replaces and expands upon the previous examination brochure by providing…", "url": "https://www.sec.gov/newsroom/press-releases/2026-99-secs-division-examinations-announces-new-exam-handbook", "image": "", "published": "2026-10-01T15:03:35+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC’s Division of Examinations Announces New Exam Handbook", "summary": "The Securities and Exchange Commission’s Division of Examinations today published its new handbook, “The SEC Exam Handbook: A Practical Guide on Process and Engagement,” which replaces and expands upon the previous examination brochure by providing…", "url": "https://www.sec.gov/newsroom/press-releases/2026-99-secs-division-examinations-announces-new-exam-handbook", "image": "", "published": "Thu, 01 Oct 2026 11:03:35 -0400" } }, { "id": "9cdc0f1285cea5b49dbb6593b1532168d8b468c7", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Charges Meyer Global Management and Its CEO With Defrauding Retail Investors in Private Funds That Held Interests in SpaceX and Other Pre-IPO Securities", "summary": "The Securities and Exchange Commission today charged private fund adviser Meyer Global Management LLC (MGM) and its CEO, Owen E.H. Meyer, with defrauding investors and MGM-managed funds in connection with investments in SpaceX and other pre-IPO…", "url": "https://www.sec.gov/newsroom/press-releases/2026-98-sec-charges-meyer-global-management-its-ceo-defrauding-retail-investors-private-funds-held-interests", "image": "", "published": "2026-09-30T18:30:01+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Charges Meyer Global Management and Its CEO With Defrauding Retail Investors in Private Funds That Held Interests in SpaceX and Other Pre-IPO Securities", "summary": "The Securities and Exchange Commission today charged private fund adviser Meyer Global Management LLC (MGM) and its CEO, Owen E.H. Meyer, with defrauding investors and MGM-managed funds in connection with investments in SpaceX and other pre-IPO…", "url": "https://www.sec.gov/newsroom/press-releases/2026-98-sec-charges-meyer-global-management-its-ceo-defrauding-retail-investors-private-funds-held-interests", "image": "", "published": "Wed, 30 Sep 2026 14:30:01 -0400" } }, { "id": "d0915c3844a03915c9e231bbda96078d71cfab72", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted Veterans", "summary": "The Securities and Exchange Commission today announced charges against Christopher Kenji Dinelli and Jacob David “Kobe” Frankel for allegedly orchestrating a fraud scheme that raised more than $8.7 million from 35 investors through their fund, Beyond…", "url": "https://www.sec.gov/newsroom/press-releases/2026-97-sec-charges-two-individuals-orchestrating-fraud-scheme-targeted-veterans", "image": "", "published": "2026-09-30T16:42:15+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted Veterans", "summary": "The Securities and Exchange Commission today announced charges against Christopher Kenji Dinelli and Jacob David “Kobe” Frankel for allegedly orchestrating a fraud scheme that raised more than $8.7 million from 35 investors through their fund, Beyond…", "url": "https://www.sec.gov/newsroom/press-releases/2026-97-sec-charges-two-individuals-orchestrating-fraud-scheme-targeted-veterans", "image": "", "published": "Wed, 30 Sep 2026 12:42:15 -0400" } }, { "id": "06143e2a3be4775dfaee3a613e166e689e661b77", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Proposes Amendments to Expand Responsible Retailization of Private Markets", "summary": "The Securities and Exchange Commission today voted to propose rule amendments that would facilitate capital formation in the public and private markets by expanding retail investor choice and promoting innovation in regulated fund structures while…", "url": "https://www.sec.gov/newsroom/press-releases/2026-96-sec-proposes-amendments-expand-responsible-retailization-private-markets", "image": "", "published": "2026-09-30T15:45:00+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Proposes Amendments to Expand Responsible Retailization of Private Markets", "summary": "The Securities and Exchange Commission today voted to propose rule amendments that would facilitate capital formation in the public and private markets by expanding retail investor choice and promoting innovation in regulated fund structures while…", "url": "https://www.sec.gov/newsroom/press-releases/2026-96-sec-proposes-amendments-expand-responsible-retailization-private-markets", "image": "", "published": "Wed, 30 Sep 2026 11:45:00 -0400" } }, { "id": "092d21c69243286eac4885f8f25ce36e512940d4", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors", "summary": "The Securities and Exchange Commission today charged multiple entities that are likely operated by individuals located overseas for defrauding hundreds of retail investors, including many in the U.S., through so-called investment confidence scams where…", "url": "https://www.sec.gov/newsroom/press-releases/2026-95-sec-charges-multiple-entities-fraud-schemes-totaling-least-15-million-used-whatsapp-other-platforms", "image": "", "published": "2026-09-29T13:55:53+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors", "summary": "The Securities and Exchange Commission today charged multiple entities that are likely operated by individuals located overseas for defrauding hundreds of retail investors, including many in the U.S., through so-called investment confidence scams where…", "url": "https://www.sec.gov/newsroom/press-releases/2026-95-sec-charges-multiple-entities-fraud-schemes-totaling-least-15-million-used-whatsapp-other-platforms", "image": "", "published": "Tue, 29 Sep 2026 09:55:53 -0400" } }, { "id": "69a4699fa8a74efe8cffeefe223af65aa1f72bd1", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of Interest", "summary": "The Securities and Exchange Commission today announced settled charges against New York-based investment adviser Zoe Financial Inc. for failing to fully and fairly disclose material facts concerning conflicts of interest to its clients and prospective…", "url": "https://www.sec.gov/newsroom/press-releases/2026-94-sec-charges-registered-investment-adviser-zoe-financial-failure-disclose-conflict-interest", "image": "", "published": "2026-09-28T17:46:30+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of Interest", "summary": "The Securities and Exchange Commission today announced settled charges against New York-based investment adviser Zoe Financial Inc. for failing to fully and fairly disclose material facts concerning conflicts of interest to its clients and prospective…", "url": "https://www.sec.gov/newsroom/press-releases/2026-94-sec-charges-registered-investment-adviser-zoe-financial-failure-disclose-conflict-interest", "image": "", "published": "Mon, 28 Sep 2026 13:46:30 -0400" } }, { "id": "8fcf84271abcae959f8dae01720d3e56536825ef", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised", "summary": "The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visualizations covering key segments of the U.S. capital markets, including a notable increase in the number of initial public…", "url": "https://www.sec.gov/newsroom/press-releases/2026-93-sec-publishes-updated-market-statistics-highlighting-increase-ipos-proceeds-raised", "image": "", "published": "2026-09-23T18:27:00+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised", "summary": "The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visualizations covering key segments of the U.S. capital markets, including a notable increase in the number of initial public…", "url": "https://www.sec.gov/newsroom/press-releases/2026-93-sec-publishes-updated-market-statistics-highlighting-increase-ipos-proceeds-raised", "image": "", "published": "Wed, 23 Sep 2026 14:27:00 -0400" } }, { "id": "dbabc99267dbdda5142399ac2b5ee8fc5101c440", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement", "summary": "The Securities and Exchange Commission today charged CMI Capital LLC and its founder and manager, Michael D. Williams, for an alleged fraudulent investment scheme that raised approximately $860,000 from at least 18 investors, many of whom are current or…", "url": "https://www.sec.gov/newsroom/press-releases/2026-92-sec-charges-south-florida-resident-his-company-alleged-investment-scheme-defrauding-law-enforcement", "image": "", "published": "2026-09-23T16:00:00+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement", "summary": "The Securities and Exchange Commission today charged CMI Capital LLC and its founder and manager, Michael D. Williams, for an alleged fraudulent investment scheme that raised approximately $860,000 from at least 18 investors, many of whom are current or…", "url": "https://www.sec.gov/newsroom/press-releases/2026-92-sec-charges-south-florida-resident-his-company-alleged-investment-scheme-defrauding-law-enforcement", "image": "", "published": "Wed, 23 Sep 2026 12:00:00 -0400" } }, { "id": "a433ed8fc104dd0c1dbae18468ee72da677db4c8", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI", "summary": "The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…", "url": "https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci", "image": "", "published": "2026-09-22T16:41:11+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI", "summary": "The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…", "url": "https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci", "image": "", "published": "Tue, 22 Sep 2026 12:41:11 -0400" } }, { "id": "15ca2c694f71df0f0f23cbea6433875cd6a42868", "source_id": "sec_releases", "source": "SEC — Press Releases", "category": "finance", "engine": "rss", "title": "SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment", "summary": "The SEC is taking a significant step forward, within its statutory authority, to bring America’s capital markets into the digital age by facilitating onchain trading of certain tokenized stocks.", "url": "https://www.sec.gov/newsroom/press-releases/2026-90-sec-issues-innovation-exemption-facilitate-trading-tokenized-nms-stock-request-comment", "image": "", "published": "2026-09-17T12:55:00+00:00", "score": 61.15, "color": "#34f0c8", "raw": { "title": "SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment", "summary": "The SEC is taking a significant step forward, within its statutory authority, to bring America’s capital markets into the digital age by facilitating onchain trading of certain tokenized stocks.", "url": "https://www.sec.gov/newsroom/press-releases/2026-90-sec-issues-innovation-exemption-facilitate-trading-tokenized-nms-stock-request-comment", "image": "", "published": "Thu, 17 Sep 2026 08:55:00 -0400" } } ], "stored": 0, "ai": { "enriched": false, "stored": 0 }, "health": [ { "id": "sec_releases", "name": "SEC — Press Releases", "engine": "rss", "category": "finance", "ok": true, "error": "", "ms": 166, "count": 20, "cached_at": "2026-10-28T20:40:00+00:00" } ] }